IA- Colorado Investment Adviser Uniform Surety Bond Form U-SB

The CO Investment Adviser Uniform Surety Bond Form U-SB is a representation that an investment adviser must be authorized to transact business and complies with state and federal laws pursuant to the Colorado Securities Act. Misuse or inappropriate handling of client funds may result in a claim on the surety bond.  Members also downloaded Colorado Investment Adviser and Investment Adviser Representative Registration Requirements or Colorado Investment Adviser and Investment Adviser Representative Registration Fees.

Version/Update: V.U/04/2020

Total Page Count/Format: 4/.pdf

Source/Author(s): Colorado Division of Securities