FINRA New Funding Portal Organization Super Account Administrator (SAA) & FEA Instructions

The New Funding Portal Organization Super Account Administrator (SAA) Form & FINRA Entitlement Agreement (FEA) Instructions is used when your organization is a new Funding Portal requesting access to FINRA systems and Funding Portal Registration Depository (FPRD).  As part of the FINRA membership application process, a Funding Portal applicant must initially submit all fingerprints in hard copy for its associated persons until the applicant receives its Organization ID# from FINRA.  An Org ID# is assigned when FINRA processes the member applicant's New Funding Portal Organization Super Account Administrator (SAA) Entitlement Form to grant access to the FINRA FPRD. Members also viewed the FINRA New Organization Super Account Administrator (SAA) & FINRA Entitlement Agreement (FEA) Instructions and FINRA Update/Replace Super Account Administrator (SAA) Form.

Version/Update: V.6/February 21, 2023

Total Page Count/Format: 7/.pdf (form filler)

Source/Author(s): FINRA