BD- Virginia Broker-Dealer Agent Initial and Renewal Registration Requirements

The VA Broker-Dealer Agent Registration Requirements highlights the steps required for initial and renewal registration as a FINRA and Non-FINRA broker-dealer agent pursuant to Virginia Administrative Code 21VAC5-20.  Members also downloaded Virginia Broker-Dealer Initial, Update, Amendment and Renewal Registration Requirements.

Version/Update: V.U/03/2020

Total Page Count/Format: 3/.pdf

Source/Author(s):  VA State Corporation Commission