Virginia Broker-Dealer Agent Employed by More Than One BD

The VA Broker-Dealer Agent Employed by More Than One BD Requirements and Agreement Form is used for agents who may be employed by more that one registered broker-dealer pursuant to the Virginia Administrative Code Section 21VAC5-20-95. However, completion of the Virginia Agent Multiple Employment Agreement would be required identifying each employing broker dealer.  Members also downloaded Virginia Broker-Dealer Initial, Update, Amendment and Renewal Registration Requirements or Virginia Broker-Dealer Agent Initial and Renewal Registration Requirements.

Version/Update: S.A 16/7/07

Total Page Count/Format: 2/.pdf

Source/Author(s):  VA State Corporation Commission