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BD- State of Virginia Broker-Dealer Affidavit Form

BD- State of Virginia Broker-Dealer Affidavit Form

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The VA Broker-Dealer Affidavit Form is an updated representation that the broker-dealer applicant, its principals, officers, agents, and/or related persons have not transacted any business in the State of Virginia and will not transact business until registered with the VA Division of Securities and Retail Franchising.  Members also downloaded Virginia Broker-Dealer Initial, Update, Amendment and Renewal Registration Requirements or Virginia Broker-Dealer Agent Initial and Renewal Registration Requirements.

Version/Update: AFF 1/4/15

Total Page Count/Format: 1/.pdf

Source/Author(s):  VA State Corporation Commission

Published by: Connexien

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