BD- Texas Broker-Dealer Request for Reduced Fees for Certain Persons Registered in Multiple Capacities Form 133.36

The TX Broker-Dealer Request for Reduced Fees for Certain Persons Registered in Multiple Capacities Form 133.36 should be completed by applicants that are seeking registration in multiple capacities pursuant to Texas Administrative Code Title 7, Part 7 Chapter 115, Rule 115.8.  Members also downloaded Texas Broker-Dealer and Broker-Dealer Agent Registration Requirements or Texas Broker-Dealer and Broker-Dealer Agent Registration Fee Schedule.

Version/Update: V.U/11/2019

Total Page Count/Format: 2/.pdf

Source/Author(s): TX State Securities Board