BD- Texas Broker-Dealer and Broker-Dealer Agent Waiver or Refund Request by a Military Applicant Form 133.19

The TX Broker-Dealer and Broker-Dealer Agent Waiver or Refund Request by a Military Applicant Form 133.19 should be completed by applicants seeking a waiver or refund of the initial registration fee or the fee associated with taking the Texas Securities Law Examination pursuant to Texas Administrative Code Title 7, Part 7 Chapter 115, Rule 115.8(c).  Members also downloaded Texas Broker-Dealer Request for Reduced Fees for Certain Persons Registered in Multiple Capacities Form 133.36 or Texas Broker-Dealer and Broker-Dealer Agent Request for Recognition of Out-Of-State License or Registration by a Military Spouse Form 133.23.

Version/Update: V.U/02/2016

Total Page Count/Format: 2/.pdf

Source/Author(s): TX State Securities Board