BD- Texas B-D and B-D Agent Request for Recognition of Out-Of-State License or Registration by a Military Spouse Form 133.23
BD- Texas B-D and B-D Agent Request for Recognition of Out-Of-State License or Registration by a Military Spouse Form 133.23
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The TX Broker-Dealer and Broker-Dealer Agent Request for Recognition of Out-Of-State License or Registration by a Military Spouse Form 133.23 should be completed by applicants that hold an active registration issued by another state, the District of Columbia or a territory of the United States. Additionally, a military spouse can request a waiver pursuant to Texas Administrative Code Title 7, Part 7 Chapter 115, Rule 115.18(h). Members also downloaded Texas Broker-Dealer Request for Reduced Fees for Certain Persons Registered in Multiple Capacities Form 133.36 or Texas Broker-Dealer and Broker-Dealer Agent Waiver or Refund Request by a Military Applicant Form 133.19.
Version/Update: V.U/11/2019
Total Page Count/Format: 2/.pdf
Source/Author(s): TX State Securities Board