BD- Texas B-D and B-D Agent Request for Recognition of Out-Of-State License or Registration by a Military Spouse Form 133.23

The TX Broker-Dealer and Broker-Dealer Agent Request for Recognition of Out-Of-State License or Registration by a Military Spouse Form 133.23 should be completed by applicants that hold an active registration issued by another state, the District of Columbia or a territory of the United States.  Additionally, a military spouse can request a waiver pursuant to Texas Administrative Code Title 7, Part 7 Chapter 115, Rule 115.18(h).  Members also downloaded Texas Broker-Dealer Request for Reduced Fees for Certain Persons Registered in Multiple Capacities Form 133.36 or Texas Broker-Dealer and Broker-Dealer Agent Waiver or Refund Request by a Military Applicant Form 133.19.

Version/Update: V.U/11/2019

Total Page Count/Format: 2/.pdf

Source/Author(s): TX State Securities Board