BD- Texas Broker-Dealer and Broker-Dealer Agent Registration Requirements

The TX Broker-Dealer and Broker-Dealer Agent Registration Requirements highlight the steps necessary to register as a broker-dealer and broker-dealer agent pursuant to Texas Administrative Code Title 7, Part 7, Chapter 115.  Members also downloaded Texas Broker-Dealer and Broker-Dealer Agent Registration Fee Schedule or Texas Broker-Dealer Certification of Balance Sheet by Principal Financial Officer Form 133.18.

Version/Update: V.U/08/2001

Total Page Count/Format: 19/.pdf

Source/Author(s): TX State Securities Board