BD- Texas B-D and B-D Agent Request for Consideration of a Registration Application by a Military Applicant Form 133.4

The TX Broker-Dealer and Broker-Dealer Agent Request for Consideration of a Registration Application by a Military Applicant Form 133.4 should be completed by a military service member, military spouse or military veteran that applied for registration, but the applicant is not registered within five days of submitting the application.  The applicant can request expedited consideration of their application by submitting Form 133.4 to the Texas State Securities Board.  Members also downloaded Texas Broker-Dealer Request for Reduced Fees for Certain Persons Registered in Multiple Capacities Form 133.36 or Texas Broker-Dealer and Broker-Dealer Agent Waiver or Refund Request by a Military Applicant Form 133.19.

Version/Update: V.U/02/2016

Total Page Count/Format: 2/.pdf

Source/Author(s): TX State Securities Board