BD- SEC Broker-Dealer Withdrawal Form BDW

Form BDW (Uniform Request for Broker-Dealer Withdrawal) should be completed and submitted to the Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) by securities broker-dealers that would like to terminate their registration as a broker-dealer. Members also downloaded FINRA Broker-Dealer Withdrawal (BDW) Preparation & Filing Checklist or SEC Form BD or FINRA Custodian Consent Form.

Version/Update: 3235-0018/April 2007

Total Page Count/Format: 3/.pdf

Source/Author(s): SEC