BD- Massachusetts Broker-Dealer and Investment Adviser Registration Fees

The MA Broker-Dealer and Investment Adviser Registration Fees highlight the initial, renewal and transfer fees required when registering as a broker-dealer or an investment adviser in the State of Massachusetts.  Members also downloaded Massachusetts Broker-Dealer and Broker-Dealer Agent Registration Requirements or Massachusetts Broker-Dealer Agent Affidavit for an Individual Waiving Automatic Registration or Massachusetts Broker-Dealer and Broker-Dealer Agent Deferral Request Form.

Version/Update: V.U/03/2020

Total Page Count/Format: 2/.pdf

Source/Author(s):  MA Securities Division