BD- Massachusetts Broker-Dealer and Broker-Dealer Agent Deferral Request
BD- Massachusetts Broker-Dealer and Broker-Dealer Agent Deferral Request
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The MA Broker-Dealer and Broker-Dealer Agent Deferral Request Form amends the application for broker-dealer and broker-dealer agent registration and requests an extension to the thirty-day time period pursuant to Massachusetts General Laws Chapter 110A Section 202(a). Members also downloaded Massachusetts Broker-Dealer and Broker-Dealer Agent Registration Requirements or Massachusetts Broker-Dealer and Investment Adviser Registration Fees or Massachusetts Broker-Dealer Agent Affidavit for an Individual Waiving Automatic Registration.
Version/Update: V.U/03/2020
Total Page Count/Format: 2/.pdf
Source/Author(s): MA Securities Division