BD- Massachusetts Broker-Dealer and Broker-Dealer Agent Deferral Request

The MA Broker-Dealer and Broker-Dealer Agent Deferral Request Form amends the application for broker-dealer and broker-dealer agent registration and requests an extension to the thirty-day time period pursuant to Massachusetts General Laws Chapter 110A Section 202(a). Members also downloaded Massachusetts Broker-Dealer and Broker-Dealer Agent Registration Requirements or Massachusetts Broker-Dealer and Investment Adviser Registration Fees or Massachusetts Broker-Dealer Agent Affidavit for an Individual Waiving Automatic Registration.

Version/Update: V.U/03/2020

Total Page Count/Format: 2/.pdf

Source/Author(s):  MA Securities Division