BD- Massachusetts B-D Agent Affidavit for Waiving Automatic Registration
BD- Massachusetts B-D Agent Affidavit for Waiving Automatic Registration
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The MA Broker-Dealer Agent Affidavit for an Individual Waiving Automatic Registration should be filed by a broker-dealer agent for the purpose of excepting automatic registration pursuant to Mass. Gen. Laws ch. 110A, § 202(a). Members also downloaded Massachusetts Broker-Dealer and Broker-Dealer Agent Registration Requirements or Massachusetts Broker-Dealer and Investment Adviser Registration Fees.
Version/Update: V.U/03/2020
Total Page Count/Format: 1/.pdf
Source/Author(s): MA Securities Division