BD- Massachusetts B-D Agent Affidavit for Waiving Automatic Registration

The MA Broker-Dealer Agent Affidavit for an Individual Waiving Automatic Registration should be filed by a broker-dealer agent for the purpose of excepting automatic registration pursuant to Mass. Gen. Laws ch. 110A, § 202(a).  Members also downloaded Massachusetts Broker-Dealer and Broker-Dealer Agent Registration Requirements or Massachusetts Broker-Dealer and Investment Adviser Registration Fees.

Version/Update: V.U/03/2020

Total Page Count/Format: 1/.pdf

Source/Author(s):  MA Securities Division