BD- Georgia Broker-Dealer and Broker-Dealer Agent Registration Requirements

The GA Broker-Dealer and Broker-Dealer Agent Registration Requirements highlight the steps necessary to register as a broker-dealer and broker-dealer agent pursuant to the Official Code of Georgia Annotated [O.C.G.A.  § 10-5-30 and § 10-5-31].  Members also downloaded Georgia Investment Adviser and Investment Adviser Representative Registration Requirements.

Version/Update: V.U/04/2020

Total Page Count/Format: 4/.pdf

Source/Author(s): GA Office of the Secretary of State Securities Division