BD- FINRA Uniform Branch Office Registration Form (Form BR)

The FINRA Uniform Branch Office Registration Form (Form BR) should be completed by broker-dealers and submitted to their appropriate jurisdictions and or self-regulatory organizations when registering their branch offices, providing notifications, branch closures or withdrawals.  Members also downloaded FINRA Broker-Dealer Withdrawal (BDW) Preparation & Filing Checklist or SEC Form BD.

Version/Update: V.U/04/2014

Total Page Count/Format: 17/.pdf

Source/Author(s):  FINRA