BD- FINRA Uniform Branch Office Registration Form (Form BR)
BD- FINRA Uniform Branch Office Registration Form (Form BR)
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The FINRA Uniform Branch Office Registration Form (Form BR) should be completed by broker-dealers and submitted to their appropriate jurisdictions and or self-regulatory organizations when registering their branch offices, providing notifications, branch closures or withdrawals. Members also downloaded FINRA Broker-Dealer Withdrawal (BDW) Preparation & Filing Checklist or SEC Form BD.
Version/Update: V.U/04/2014
Total Page Count/Format: 17/.pdf
Source/Author(s): FINRA