BD- District of Columbia (DC) Broker-Dealer Clean Hands Form

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The District of Columbia Clean Hands Form is a certification for broker-dealer applicants that is required by the “Clean Hands Before Receiving a License or Permit Act of 1996.” (Effective May 11, 1996, D.C. Law 11-1118.  D.C. Code § 47-2861 et seq.)

Version/Update: V.U/0

Total Page Count: 1

Source/Author(s): DC Dept. of Insurance, Securities and Banking