BD- Connecticut Broker-Dealer and Broker-Dealer Agent Examination Requirements

The CT Broker-Dealer and Broker-Dealer Agent Examination Requirements highlight the common questions and answers regarding the testing requirements for securities industry personnel in the State of Connecticut.  Members also downloaded Connecticut Broker-Dealer Registration Requirements or Connecticut Broker-Dealer Supplement Form or Connecticut Broker-Dealer and Investment Adviser Registration Fees.

Version/Update: V.U/03/2020

Total Page Count/Format: 3/.pdf

Source/Author(s): CT Department of Banking