BD- Arkansas Broker-Dealer Independent Contractor Acknowledgement
BD- Arkansas Broker-Dealer Independent Contractor Acknowledgement
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The AR Broker-Dealer Independent Contractor Acknowledgement should be completed by broker-dealers seeking registration in the State of Arkansas. The Acknowledgement certifies that the broker-dealer and broker-dealer agents have satisfied the qualifications pursuant to the Arkansas Securities Act § 23-42-102(3) and § 23-42-102(2). Members also downloaded Arkansas Broker-Dealer and Broker-Dealer Agent Registration Requirements or Arkansas Broker-Dealer Dual Registration and Joint Supervision Requirements.
Version/Update: V.U/07/1997
Total Page Count/Format: 2/.pdf
Source/Author(s): Arkansas Securities Department Library