BD- Arkansas Broker-Dealer Independent Contractor Acknowledgement

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The AR Broker-Dealer Independent Contractor Acknowledgement should be completed by broker-dealers seeking registration in the State of Arkansas.  The Acknowledgement certifies that the broker-dealer and broker-dealer agents have satisfied the qualifications pursuant to the Arkansas Securities Act § 23-42-102(3) and § 23-42-102(2).  Members also downloaded Arkansas Broker-Dealer and Broker-Dealer Agent Registration Requirements or Arkansas Broker-Dealer Dual Registration and Joint Supervision Requirements.

Version/Update: V.U/07/1997

Total Page Count/Format: 2/.pdf

Source/Author(s): Arkansas Securities Department Library