Louisiana Office of Financial Institutions Library

IA- Louisiana Investment Adviser Registration Requirements

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IA- Louisiana IA Rep. Uniformed Service Member-Spouse Exemption Form

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BD- Louisiana Broker-Dealer Agent Uniformed Service Member-Spouse Exemption Form

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LA- Louisiana Uniform Notice Filing of Regulation A – Tier 2 Offering Form

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LA- Louisiana Uniform Consent to Service of Process Form U-2

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LA- Louisiana Uniform Application to Register Securities Form U-1

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