IA- Wisconsin Investment Adviser Financial Certification Form
IA- Wisconsin Investment Adviser Financial Certification Form
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The WI Investment Adviser Financial Certification Form is a representation that an investment adviser whose principal office is located in Wisconsin must maintain a positive net worth and net capital requirement pursuant to Wisconsin State Legislature, Department of Financial Institutions, Section 5.02.
Version/Update: V.U/04/2018
Total Page Count/Format: 1/.pdf
Source/Author(s): Wisconsin Department of Financial Institutions