IA- New York Supplemental Salesperson Statement Form M-4

The NY Supplemental Salesperson Statement Form M-4 should be filed by Non-FINRA registered investment advisers within 30 days of amending the original registration statement filed with the State of New York.  Members also downloaded New York Investment Adviser Registration Requirements Coversheet or New York Salesperson Statement Form M-2.

Version/Update: V.IPB/Revised 05/18

Total Page Count/Format: 1/.pdf

Source/Author(s):  NY Office of the Attorney General