BD- Virginia Broker-Dealer Agent Initial and Renewal Registration Requirements
BD- Virginia Broker-Dealer Agent Initial and Renewal Registration Requirements
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The VA Broker-Dealer Agent Registration Requirements highlights the steps required for initial and renewal registration as a FINRA and Non-FINRA broker-dealer agent pursuant to Virginia Administrative Code 21VAC5-20. Members also downloaded Virginia Broker-Dealer Initial, Update, Amendment and Renewal Registration Requirements.
Version/Update: V.U/03/2020
Total Page Count/Format: 3/.pdf
Source/Author(s): VA State Corporation Commission