BD- Washington Broker-Dealer Registration Requirements

The WA Broker-Dealer Registration Requirements highlight the steps necessary to register as a broker-dealer pursuant to Washington Administrative Code Title 460, Chapter 20B.  Members also downloaded Washington Broker-Dealer Salesperson Registration Requirements or Washington Broker-Dealer Licensing Fee Schedule.

Version/Update: V.U/04/2014

Total Page Count/Format: 4/.pdf

Source/Author(s): WA Dept. of Financial Institutions Securities Division