IA- Vermont Affidavit of Investment Adviser Activity Form

The VT Affidavit of Investment Adviser Activity Form is an updated representation that the investment adviser applicant, its principals, officers, agents, and/or related persons have or have not transacted any business in the State of Vermont and will not transact business until registered with the VT Division of Financial Regulation unless seeking an exemption from registration.  Members also downloaded Vermont Investment Adviser Surety Bond Form.

Version/Update: V.U/04/2012

Total Page Count/Format: 1/.pdf

Source/Author(s): Vermont Department of Financial Regulation