BD-Oregon Broker-Dealer Trade Name or Assumed Business Name Filing Form
BD-Oregon Broker-Dealer Trade Name or Assumed Business Name Filing Form
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The OR Broker-Dealer Trade Name or Assumed Business Name Filing Form should be completed and filed by broker-dealer applicants seeking to register under a trade or assumed business name pursuant to Oregon Revised Statute 59.175(7) and Oregon Administrative Rule 441-175-0171.
Version/Update: V.U/01/2016
Total Page Count/Format: 1/.pdf
Source/Author(s): Oregon Division of Financial Regulation