BD- Nebraska Broker-Dealer Affidavit of Activity Form

The NE Broker-Dealer Affidavit of Activity Form is an updated representation that the broker-dealer applicant, its principals, officers, agents, and/or related persons have or have not transacted business prior to registration with the Department of Banking and Finance of the State of Nebraska.  Members also downloaded Nebraska Broker-Dealer and Agent Registration Requirements or Nebraska Broker-Dealer Registration Surety Bond Form.

Version/Update: V.U/07/2014

Total Page Count/Format: 1/.pdf

Source/Author(s): Nebraska Department of Banking and Finance