IA- SEC Form ADV-E
IA- SEC Form ADV-E
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Form ADV-E is primarily utilized and evaluated by accountants ensuring the proper handling of client assets by the registered investment adviser. Information included on Form ADV-E includes: The investment adviser’s personal information, state of practice and a certification of client assets. Members also downloaded New Form ADV Part 1A Amendment Update Form or Form ADV Offer Letter & Summary of Material Changes or SEC Form ADV Parts 1 & 2 General Instructions or Investment Adviser Registration Questionnaire.
Version/Update: 3235-0361/January 2013
Total Page Count/Format: 2/.pdf
Source/Author(s): SEC