IA- New York Investment Adviser Qualification and Request for Waiver of Examination Form


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The NY Investment Adviser Qualification and Request for Waiver of Examination Form attests to the requirements required to qualify as an investment adviser and/or to request a waiver of the examination requirements in the State of New York.  Members also downloaded New York Investment Adviser Registration Requirements Coversheet.

Version/Update: V.NY-IAQ/Revised 05/18

Total Page Count/Format: 1/.pdf

Source/Author(s):  NY Office of the Attorney General