IN- Indiana Registered Securities Annual Report State Form 37149

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The IN Registered Securities Annual Report State Form 37149 should be filed by an issuer of securities registered in the state of Indiana within 90 days of the issuer’s fiscal year end pursuant to Indiana Administrative Code 710 IAC 4-5-1.  However, Form 37149 is not required if Affidavit of Termination (Indiana State Form 39859) has been previously filed.  Members also downloaded Indiana Affidavit of Termination of Offering and Distribution of Securities Form SD-76.

Version/Update: V.4/04/2012

Total Page Count/Format: 2/.pdf

Source/Author(s): Indiana Office of the Secretary of State Securities Division