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KY- Kentucky Application for Renewal of Issuer Agent Registration Form 33-e-1

KY- Kentucky Application for Renewal of Issuer Agent Registration Form 33-e-1

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KY- Kentucky Securities Offering Document Guidelines

KY- Kentucky Securities Offering Document Guidelines

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IN- Indiana Uniform Notice Filing of Regulation A – Tier 2 Offering Form

IN- Indiana Uniform Notice Filing of Regulation A – Tier 2 Offering Form

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Investment Adviser Chief Compliance Officer (CCO) Transition Checklist

Investment Adviser Chief Compliance Officer (CCO) Transition Checklist

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IN- Indiana Uniform Notice of Federal Crowdfunding Offering Form U-CF

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IN- Indiana Uniform Investment Company Notice Filing Form-NF

IN- Indiana Uniform Investment Company Notice Filing Form-NF

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IN- Indiana Uniform Application to Register Securities Form U-1

IN- Indiana Uniform Application to Register Securities Form U-1

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IN- Indiana Registration by Qualification Quarterly Report State Form 11442

IN- Indiana Registration by Qualification Quarterly Report State Form 11442

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IN- Indiana Invest State Crowdfunding Checklist

IN- Indiana Invest State Crowdfunding Checklist

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IN- Indiana Invest Notice of Issuer State Form 55901

IN- Indiana Invest Notice of Issuer State Form 55901

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IN- Indiana Notice of the Issuer State Form 55900

IN- Indiana Notice of the Issuer State Form 55900

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IN- Indiana Registered Securities Annual Report State Form 37149

IN- Indiana Registered Securities Annual Report State Form 37149

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IN- Indiana Invest Final Report of Sales State Form

IN- Indiana Invest Final Report of Sales State Form

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IN- Indiana Affidavit of Termination of Offering and Distribution of Securities Form SD-76

IN- Indiana Affidavit of Termination of Offering and Distribution of Securities Form SD-76

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IN- Indiana Internet Website Operator Registration State Form 55631

IN- Indiana Internet Website Operator Registration State Form 55631

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IN- Indiana Internet Website Operator Bond State Form 55630

IN- Indiana Internet Website Operator Bond State Form 55630

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ID- Idaho Uniform Application to Register Securities Form U-1

ID- Idaho Uniform Application to Register Securities Form U-1

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ID- Idaho Small Corporate Offering Registration (SCOR) Statement of Policy

ID- Idaho Small Corporate Offering Registration (SCOR) Statement of Policy

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ID- Idaho Uniform Investment Company Notice Filing Form-NF

ID- Idaho Uniform Investment Company Notice Filing Form-NF

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ID- Idaho Uniform Consent to Service of Process Form U-2

ID- Idaho Uniform Consent to Service of Process Form U-2

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ID- Idaho Small Corporate Offering Registration (SCOR) Form U-7 Filing Manual

ID- Idaho Small Corporate Offering Registration (SCOR) Form U-7 Filing Manual

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ID- Idaho Small Corporate Offering Registration (SCOR) Filing Requirements

ID- Idaho Small Corporate Offering Registration (SCOR) Filing Requirements

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ID- Idaho Small Corporate Offering Registration (SCOR) Introduction to Form U-7

ID- Idaho Small Corporate Offering Registration (SCOR) Introduction to Form U-7

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ID- Idaho Small Corporate Offering Registration (SCOR) Form U-7

ID- Idaho Small Corporate Offering Registration (SCOR) Form U-7

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ID- Idaho Sample Impound of Funds Agreement Form

ID- Idaho Sample Impound of Funds Agreement Form

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ID- Idaho Small Business Venture Capital Formation Process Guide

ID- Idaho Small Business Venture Capital Formation Process Guide

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ID- Idaho Small Business Securities Financing Materials Request Form

ID- Idaho Small Business Securities Financing Materials Request Form

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ID- Idaho Small Corporate Offering Registration (SCOR) Coordinated Review West Filing Form

ID- Idaho Small Corporate Offering Registration (SCOR) Coordinated Review West Filing Form

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ID- Idaho Raising Small Business Capital through Securities Guide

ID- Idaho Raising Small Business Capital through Securities Guide

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ID- Idaho Consumer Guide to Small Business Investments

ID- Idaho Consumer Guide to Small Business Investments

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ID- Idaho Issuer Agent Registration Requirements and Fee Schedule

ID- Idaho Issuer Agent Registration Requirements and Fee Schedule

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ID- Idaho Agent for an Issuer Indemnity Bond Form

ID- Idaho Agent for an Issuer Indemnity Bond Form

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IA-Oregon Investment Adviser Representative – Salesperson Termination Form

IA-Oregon Investment Adviser Representative – Salesperson Termination Form

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IA-Oregon Investment Adviser Firm Renewal Application Form

IA-Oregon Investment Adviser Firm Renewal Application Form

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IA- Written Policies and Procedures Compliance Attestation

IA- Written Policies and Procedures Compliance Attestation

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IA- Wisconsin Investment Adviser Activity of Applicant Form

IA- Wisconsin Investment Adviser Activity of Applicant Form

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