IA- Delaware Investment Adviser and IA Rep. Examination Affidavit Form


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The DE Investment Adviser and Investment Adviser Representative Examination Affidavit Form should be completed by investment advisers and investment adviser representatives attesting that they have or have not passed the Series 65/66 examination, that they are registered in any jurisdiction in the United States, found to have been in violation of state or federal securities law or hold a professional designation. Members also downloaded Delaware Investment Adviser and Investment Adviser Representative Registration Requirements.

Version/Update: V.U/04/2020

Total Page Count/Format: 2/.pdf

Source/Author(s): Delaware Department of Justice