OR- Oregon Certain Compensatory Benefit Plans Form

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The OR Certain Compensatory Benefit Plans Form should be completed and filed by an issuer notifying the director pursuant to Oregon Administrative Rule 441-035-0300 of its intent to offer and sell securities under a written compensatory benefit plan that is exempt under Securities and Exchange Commission (SEC) Rule 701.

Version/Update: V.U/02/2017

Total Page Count/Format: 3/.pdf

Source/Author(s): Oregon Division of Financial Regulation