BD- Vermont Affidavit of Broker-Dealer Activity Form

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The VT Affidavit of Broker-Dealer Activity Form is an updated representation that the broker-dealer applicant, its principals, officers, agents, and/or related persons have or have not transacted any business in the State of Vermont and will not transact business until registered with the VT Division of Financial Regulation unless seeking an exemption from registration.

Version/Update: V.U/04/2012

Total Page Count/Format: 2/.pdf

Source/Author(s): Vermont Department of Financial Regulation